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Advisor Resources

Advisor Secure File Upload

Onboarding documents, compliance packet items, statements and anything else Zoop Alpha asks for. Uploads are stored privately and go straight to our onboarding and compliance team.

See the Launch Sequence

Upload checklist

  1. No zip files and no email. Upload each document here, up to 10 at a time.
  2. Check what you're sending so it lands in the right place in your file.
  3. Statements for your Personal Securities Holdings Report must be current within 45 days.
  4. Marketing material for review? That goes through the Compliance Check, not here.

What happens next: our Onboarding Coordinator is notified, files it in your advisor folder, and follows up if anything is missing.

For investment adviser representatives affiliated with Zoop Alpha Advisors, LLC. Questions? Reply to any onboarding email or write [email protected].